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TD AMERITRADE Institutional, Division of TD AMERITRADE, Inc., member FINRA/SIPC/NFA. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company, Inc. and The Toronto-Dominion Bank. ©2010 TD AMERITRADE IP Company, Inc. All rights reserved. Used with permission.

AdvisorDirect:
Potential AdvisorDirect clients should typically have at least $200,000 in assets to invest. Some RIAs have higher or lower minimum asset requirements. There is no charge or obligation to the client for the initial consultation with the RIA. Once the client selects an RIA, the client will pay advisory fees and standard brokerage fees. Brokerage transactions executed through
TD AMERITRADE are subject to standard transaction charges. The client should review an RIA's Form ADV, other applicable advisor disclosure document(s) and the AdvisorDirect Disclosure and Acknowledgement Document prior to engaging an RIA. The Form ADV contains important disclosure information relative to an RIA's services and fees. RIAs charge an ongoing investment advisory fee to the client for their services. RIAs will pay TD AMERITRADE fees for their participation in the AdvisorDirect program. Those fees will usually constitute a percentage of the advisory fees the client will pay his/her RIA. For additional details about the fees paid to TD AMERITRADE and other conflicts of interest, please review the AdvisorDirect Disclosure and Acknowledgement Document and the client should ask his/her RIA about its specific arrangement with TD AMERITRADE. Please note: Under no circumstances should participation by a certain RIA in AdvisorDirect be considered an endorsement or recommendation by TD AMERITRADE for that particular RIA.

TD AMERITRADE PracticeLink^SM and Infinata:
Access to the TD AMERITRADE PracticeLink^SM and Infinata programs are provided by TD AMERITRADE Institutional as a service to financial advisors using the brokerage, execution and custody services of TD AMERITRADE Institutional. TD AMERITRADE and participating third-party companies are separate and unaffiliated and are not responsible for one another's policies and services. TD AMERITRADE does not guarantee nor are they responsible for the completeness or accuracy of the data provided or for the quality of any product or service. TD AMERITRADE makes no warranty or representation with respect to the service as to suitability or fitness for a particular purpose. In no instance should the listing of a third-party be construed as a recommendation or endorsement by TD AMERITRADE.